Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrice A Boyd | 1384424 | 1 | 10/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betty Luz Martinez-Osorio | 3032166 | 2 | 09/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cori Lynn Redfield | 5834036 | 1 | 07/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Allen Hovan | 707715 | 2 | 01/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Blair Schochet | 6254781 | 2 | 01/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori E Slater | 2478691 | 4 | 01/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Gorman | 3145712 | 4 | 12/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jean Brosz | 1092486 | 1 | 12/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dawn D Sinanan | 4231624 | 1 | 12/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Wayne Miller | 1276583 | 5 | 10/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |