Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark John Brennan | 1804302 | 19 | 09/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 04/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 03/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Adam Sajauskas | 5127368 | 1 | 07/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Francis Cashiola | 1955127 | 1 | 01/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Gorman | 3145712 | 4 | 12/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlease Clark | 7096618 | 1 | 11/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theresa Kearns | 7315905 | 1 | 07/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Bernhard Warnecke | 2892846 | 2 | 07/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Perry Owens Smith | 2808423 | 1 | 06/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |