Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal A Teicher | 2577522 | 5 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 09/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kim Robinson Hawkinson | 1035491 | 1 | 08/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Linnette Janitza Franco | 6386485 | 1 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nisha Pillay Modak | 2633406 | 1 | 10/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 06/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet Ann Otersen | 1876419 | 1 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark John Brennan | 1804302 | 19 | 04/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal A Teicher | 2577522 | 5 | 03/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colin W Leuze | 7324118 | 1 | 01/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |