Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise L Heimel | 4863466 | 2 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Katherine Mac Nee | 1134307 | 1 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria A Evans | 6275982 | 1 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Dawn Wilson | 6821130 | 1 | 02/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Edith Annunziata | 1726520 | 2 | 02/18/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Hic Solis | 2458885 | 1 | 02/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |