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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 746 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Julie Ann Nored5225326106/07/2022FinancialFinal$0.00$0.00See FINRA Report
Angel A Ferreira6694799105/10/2022FinancialFinal$0.00$0.00See FINRA Report
Khawaja Haris Saeed7555422305/09/2022FinancialFinal$0.00$0.00See FINRA Report
Julian B Gurule6914363105/04/2022FinancialFinal$0.00$0.00See FINRA Report
Amanda Renee Munselle5915269104/15/2022FinancialFinal$0.00$0.00See FINRA Report
Kathleen Lee Champion7493236204/14/2022FinancialFinal$0.00$0.00See FINRA Report
Melissa Jo Snyder6249380204/12/2022FinancialFinal$0.00$0.00See FINRA Report
Theodore William Byrer2980696203/15/2022FinancialPending$0.00$0.00See FINRA Report
Zachary Hotis7485445203/04/2022FinancialPending$0.00$0.00See FINRA Report
Zachary Hotis7485445203/04/2022FinancialFinal$0.00$0.00See FINRA Report

746 Results

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