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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 746 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Elton J McCormick7458399308/19/2022FinancialFinal$0.00$0.00See FINRA Report
Leatrice Lashay Carey4052786208/16/2022FinancialPending$0.00$0.00See FINRA Report
Manuella Farias Frota5940033607/25/2022FinancialFinal$0.00$0.00See FINRA Report
Mohammad S Ayyad7552208107/20/2022FinancialFinal$0.00$0.00See FINRA Report
Kevin John McIntosh4383022207/13/2022FinancialFinal$0.00$0.00See FINRA Report
Cesar I Limones7062528307/11/2022FinancialFinal$0.00$0.00See FINRA Report
Nicholas A Schiro7601710107/04/2022FinancialFinal$0.00$0.00See FINRA Report
Keishara Kyllie-Leigh Colby6815524306/30/2022FinancialFinal$0.00$0.00See FINRA Report
Keishara Kyllie-Leigh Colby6815524306/30/2022FinancialFinal$0.00$0.00See FINRA Report
Paolo Menuez7375316106/22/2022FinancialFinal$0.00$0.00See FINRA Report

746 Results

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