Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William R Petit | 6352665 | 1 | 05/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Olivia C Alba | 7386488 | 1 | 08/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cecil Lee Earlywine | 871116 | 1 | 08/01/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Anthony Ponce | 7243666 | 1 | 07/03/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Betzaida M Mancebo | 1243144 | 1 | 06/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary A Hirsekorn | 7643005 | 1 | 06/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Kelly Spencer | 5801465 | 1 | 05/26/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caroline C Carpenter | 7070453 | 1 | 02/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Giliberto | 6343334 | 1 | 10/09/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela R Yates | 6716176 | 1 | 07/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |