Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Brennan | 29806 | 1 | 08/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Litowitz | 310800 | 1 | 08/11/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Kaplan | 264146 | 1 | 05/21/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 04/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 05/18/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 10/13/1972 | Civil | Final | $0.00 | $0.00 | See FINRA Report |