Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debra M Sommerstein | 4041676 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elton J McCormick | 7458399 | 3 | 08/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yan Binder | 2932226 | 2 | 08/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuella Farias Frota | 5940033 | 6 | 07/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammad S Ayyad | 7552208 | 1 | 07/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin John McIntosh | 4383022 | 2 | 07/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar I Limones | 7062528 | 3 | 07/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Schiro | 7601710 | 1 | 07/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keishara Kyllie-Leigh Colby | 6815524 | 3 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keishara Kyllie-Leigh Colby | 6815524 | 3 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |