Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jody Lynn Reinoehl | 4299499 | 1 | 07/30/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Carl Stern | 836642 | 1 | 02/09/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Risher Randall | 715913 | 1 | 03/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Apy | 4877175 | 2 | 12/15/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Ann Lore | 1632968 | 1 | 05/27/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maria Madeline Nicholas | 2144322 | 2 | 05/27/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Andrew Marcus | 1830810 | 4 | 03/03/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank A Roccisano | 2418867 | 2 | 01/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Russell Legg | 2123916 | 1 | 12/23/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Colleen Wright | 1023579 | 2 | 07/20/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |