Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Marcus Hudson | 1563949 | 1 | 12/15/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ken Varughese | 5401610 | 1 | 01/17/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Brian Siwek | 4925366 | 2 | 11/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Melton Snow | 3203253 | 2 | 10/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anna S Somoza | 1599663 | 2 | 09/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Lewis Carson | 4137928 | 1 | 07/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Rosenberg | 1174021 | 2 | 04/25/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Fitzgerald Cassar | 3022998 | 1 | 01/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Annette Anna Dubose | 2942246 | 1 | 01/04/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chris Ross Meriwether | 3146516 | 1 | 02/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |