Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Melton Snow | 3203253 | 2 | 10/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Charles Lewis Carson | 4137928 | 1 | 07/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Lawrence Rosenberg | 1174021 | 3 | 04/25/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Rebecca Fitzgerald Cassar | 3022998 | 1 | 01/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Annette Anna Dubose | 2942246 | 1 | 01/04/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Shams Deitrick | 4090122 | 3 | 02/28/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Chris Ross Meriwether | 3146516 | 1 | 02/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Richard Francis Connolly | 600958 | 3 | 01/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Joseph Mark Silverman | 424091 | 5 | 07/17/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Andrew Todd Silverman | 3176574 | 2 | 07/17/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |