Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mai Elkantar | 3229750 | 1 | 05/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Geal Fukumoto Talbert | 1520815 | 1 | 02/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shannon Eileen Waggoner | 2899881 | 1 | 01/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lise Bensoussan Gurian | 737198 | 1 | 01/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Timothy Phillips | 2315991 | 1 | 07/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Selke Bielemeier | 5004749 | 1 | 06/28/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith William Petrus | 4822773 | 1 | 06/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tonya L Simmons | 4162902 | 1 | 04/16/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Masha Bronislava Efros | 5633237 | 1 | 03/19/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Debra P Stokes | 1371987 | 1 | 01/11/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |