Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Borislav Valentinov Kolev | 3024003 | 3 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jennifer Marie Burton | 5019693 | 2 | 05/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Erik James Jue | 3186440 | 1 | 03/01/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Enrique Vila | 3113492 | 3 | 01/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Leonard Mark Cohen | 3001572 | 1 | 11/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Barbara Anne Fox | 1396176 | 1 | 10/10/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Joseph C Costa | 54813 | 2 | 08/26/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Darren Todd Hamilton | 2318158 | 1 | 07/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Nicholas John McCarty | 5817786 | 1 | 06/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Eduardo Alberto Tellez | 5621199 | 1 | 05/27/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |