Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Randolph Dumm | 5036029 | 1 | 06/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cristina Chiper | 5975357 | 1 | 01/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Ann Angus | 4472513 | 1 | 10/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Michael Becker | 2528073 | 4 | 06/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Marie Murphy | 3204955 | 1 | 05/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Ross Searcy | 2264199 | 5 | 02/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Henry French | 3185262 | 1 | 12/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jenny Lee | 4924848 | 1 | 09/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Anne Casper | 4189561 | 1 | 09/04/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dawn Robin Penney | 2879413 | 1 | 06/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |