Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard K Wen | 2833693 | 6 | 03/31/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kian Bernie Kermani | 6169105 | 1 | 12/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chi Ling Gillian Yu | 4443865 | 4 | 10/28/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Molly My Sakahara | 3111549 | 1 | 05/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyrone M Bell | 6258217 | 1 | 02/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rejane Rangel Abreu | 5262116 | 1 | 02/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hugo Andres Porro | 5818929 | 1 | 11/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jorge Luis Morasso | 3102796 | 2 | 07/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jorge Luis Morasso | 3102796 | 2 | 07/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marsha Vaughan | 3165793 | 1 | 06/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |