Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Kruse | 4056232 | 1 | 09/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexander James Mayer | 5996542 | 1 | 09/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Edward Rozema | 2073533 | 1 | 04/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry E Seymour | 6365281 | 1 | 10/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Randy Brook | 1101091 | 3 | 06/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Felipe Gonet | 6309034 | 1 | 06/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Katherine Hartline | 6063540 | 1 | 04/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Robert Bennette | 4845041 | 1 | 04/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard K Wen | 2833693 | 6 | 03/31/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kian Bernie Kermani | 6169105 | 1 | 12/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |