Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Glomb | 2057029 | 3 | 10/24/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Joseph Killop | 2079787 | 5 | 09/26/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stamford Yung Niou | 1283978 | 2 | 06/22/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Dean Bronfman | 836754 | 4 | 05/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Owen Earle | 1362142 | 6 | 03/13/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark John Jakubovie | 735372 | 5 | 10/26/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcie Beth Daleo | 1234009 | 3 | 10/16/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Henry Moehrke | 1452895 | 1 | 07/24/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Harrison Schwarz | 1098653 | 6 | 03/20/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ward E Gorham | 2922629 | 4 | 10/05/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |