Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Patrick Leapley | 2594211 | 2 | 07/16/2008 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| David A Caruso | 2849506 | 2 | 07/15/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Avila | 2639265 | 2 | 07/10/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Raymond Brent Crandal | 826743 | 4 | 07/02/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodrigo Mendes | 2948279 | 5 | 06/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Jeffrey Joseph | 2689360 | 1 | 06/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ilan Cohen | 4337820 | 1 | 06/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Brian Kleiner | 4135180 | 3 | 06/25/2008 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Tracy Meiyueh Lee | 2767190 | 3 | 06/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Simon John Wheeldon | 2314676 | 2 | 06/16/2008 | Customer Dispute | Denied | $12,303.00 | $0.00 | See FINRA Report |