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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 961-970 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Sykes Coe1564399109/15/2008Customer DisputeDenied$0.00$0.00See FINRA Report
John William Weber4004333109/12/2008Customer DisputeDenied$100,000.00$0.00See FINRA Report
Thomas Anthony Kreuzer1499883309/08/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Ronald Charles Reno Simpson4388362109/08/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Steven Wiener1720181109/05/2008Customer DisputeDenied$0.00$0.00See FINRA Report
John Peter Soliman4149178409/02/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher Mark Vining2945065408/27/2008Customer DisputeDenied$25,900.00$0.00See FINRA Report
Joseph Longobardi4934819108/25/2008Customer DisputeDenied$0.00$0.00See FINRA Report
John "Peter" Rogers2193311108/22/2008Customer DisputeDenied$75,000.00$0.00See FINRA Report
Shelly Anne Smith1408334108/21/2008Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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