Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Sykes Coe | 1564399 | 1 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John William Weber | 4004333 | 1 | 09/12/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Thomas Anthony Kreuzer | 1499883 | 3 | 09/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Ronald Charles Reno Simpson | 4388362 | 1 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Steven Wiener | 1720181 | 1 | 09/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Peter Soliman | 4149178 | 4 | 09/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christopher Mark Vining | 2945065 | 4 | 08/27/2008 | Customer Dispute | Denied | $25,900.00 | $0.00 | See FINRA Report |
Joseph Longobardi | 4934819 | 1 | 08/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John "Peter" Rogers | 2193311 | 1 | 08/22/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
Shelly Anne Smith | 1408334 | 1 | 08/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |