Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristin Carol Norby | 1497709 | 1 | 09/19/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Steven Daniels | 1132583 | 1 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Peterson | 1352081 | 1 | 09/19/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Kirk Waskey | 2559255 | 1 | 09/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Graham Collier | 1258919 | 4 | 09/17/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Gerard F Lorden | 1712466 | 1 | 09/17/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Donald Marano | 1845863 | 3 | 09/16/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Evan Kenneth Dangel | 1580978 | 3 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Robert Lynch | 2787107 | 4 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| K Michele Sims | 2319700 | 1 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |