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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 941-950 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael B Devito1861258110/01/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Leta Blatt Davis2354595109/30/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Edward John Buecker2927581409/30/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin Jon Forney2903392209/29/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Hammond Hyungyoul Han1576569409/26/2008Customer DisputeDenied$109,879.00$0.00See FINRA Report
Michael John Zahn855393309/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Michael John Zahn855393309/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Bret Alan Cleveland2532658109/24/2008Customer DisputeDenied$139,000.00$0.00See FINRA Report
Middleton A Parker2520435109/23/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Alexander Emanuel Fernandez1552172209/22/2008Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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