Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Joe Snipes | 3129229 | 2 | 10/15/2008 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 10/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christina Chiang Chou | 3004413 | 2 | 10/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karen Ann Sterk | 2168341 | 1 | 10/14/2008 | Customer Dispute | Denied | $46,897.20 | $0.00 | See FINRA Report |
| Brian Francis Miller | 1721961 | 1 | 10/14/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Michael Sarly | 719392 | 2 | 10/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel M Holzer | 2889943 | 2 | 10/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Edward Wachtel | 1723958 | 5 | 10/10/2008 | Customer Dispute | Denied | $141,599.00 | $0.00 | See FINRA Report |
| Michael John Tusing | 2387481 | 1 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Laszlo Polyak | 2287627 | 1 | 10/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |