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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 911-920 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Todd Silverman3176574210/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Jonathan Ephraim Sharbani2855741210/22/2008Customer DisputeDenied$104,228.00$0.00See FINRA Report
Luis Fernando Rivadeneira4169732210/22/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Adam Jason Fechter2084111210/22/2008Customer DisputeDenied$52,000.00$0.00See FINRA Report
Derek Scott Chatterton2487145110/22/2008Customer DisputeDenied$22,644.10$0.00See FINRA Report
Steven Paul Keller1903176110/21/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Victor Shedlin1004837410/20/2008Customer DisputeDenied$10,000.00$0.00See FINRA Report
Kevin Patrick Courtney4269296110/17/2008Customer DisputeDenied$50,000.00$0.00See FINRA Report
Rafael Cisternas3121663310/16/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Harsh B Jayaswal5132334410/15/2008Customer DisputeDenied$9,745.00$0.00See FINRA Report

2,106 Results

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