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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 901-910 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Henry Steven Cooperman734785411/05/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mark Nathan Bodkins1250885411/04/2008Customer DisputeDenied$0.00$0.00See FINRA Report
John Albert Harvey4361809211/03/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Philip Michael Camicia1202454111/03/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Edward A Thomasco2086787310/31/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Rupesh Shah2743374310/31/2008Customer DisputeDenied$263,000.00$0.00See FINRA Report
David Slater Isaacson2534266110/30/2008Customer DisputeDenied$20,000.00$0.00See FINRA Report
Jeffrey Michael Blumenthal1361844410/30/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Marc Israel Karetsky1155033210/28/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Dax Richard Fletcher4457901110/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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