Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Henry Steven Cooperman | 734785 | 4 | 11/05/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Mark Nathan Bodkins | 1250885 | 4 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Albert Harvey | 4361809 | 2 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Philip Michael Camicia | 1202454 | 1 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Edward A Thomasco | 2086787 | 3 | 10/31/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Rupesh Shah | 2743374 | 3 | 10/31/2008 | Customer Dispute | Denied | $263,000.00 | $0.00 | See FINRA Report |
David Slater Isaacson | 2534266 | 1 | 10/30/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Jeffrey Michael Blumenthal | 1361844 | 4 | 10/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marc Israel Karetsky | 1155033 | 2 | 10/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dax Richard Fletcher | 4457901 | 1 | 10/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |