Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Warren Willis | 2543644 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Jay Hurley | 4990696 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett J Mahle | 3239330 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Byron D Vasiliou | 847335 | 1 | 11/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelyn Partridge Breda | 1010348 | 1 | 11/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Matthew Princiotto | 1246826 | 1 | 11/12/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Gregory H Roth | 1672320 | 4 | 11/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Posada | 4531939 | 3 | 11/11/2008 | Customer Dispute | Denied | $20,418.00 | $0.00 | See FINRA Report |
| Gregory Ellis Hutcheson | 1894130 | 2 | 11/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 11/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |