Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Randy James Landry | 1984234 | 4 | 11/24/2008 | Customer Dispute | Denied | $48,900.00 | $0.00 | See FINRA Report |
Patrick Brian Shook | 3233379 | 2 | 11/21/2008 | Customer Dispute | Denied | $372,528.00 | $0.00 | See FINRA Report |
Richard Aloysius Juracka | 708735 | 3 | 11/21/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Robert Sandoval | 3043389 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Nicole Leatham | 5211957 | 1 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Wade Porter | 1437775 | 2 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Efthimios I Emmanouilidis | 1114782 | 15 | 11/18/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Andrew Thomas Dunnigan | 2310933 | 3 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Andrew Thomas Dunnigan | 2310933 | 3 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Randy Brook | 1101091 | 3 | 11/17/2008 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |