Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan P Johnson | 4243291 | 1 | 12/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard George Wilson | 1232089 | 3 | 12/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kristi Diane Prince | 3091021 | 1 | 12/04/2008 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Timothy John Escobar | 2334993 | 2 | 12/02/2008 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Darrell Stephen Hyde | 1646615 | 2 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven John Szmak | 1021339 | 3 | 12/01/2008 | Customer Dispute | Denied | $15,684.30 | $0.00 | See FINRA Report |
| James Patrick Gallagher | 1175833 | 1 | 12/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tamara Kelly Brown | 3021883 | 2 | 11/25/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Troy Reese Corbridge | 2822599 | 2 | 11/25/2008 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Paul Edgar Arnold | 4138820 | 1 | 11/24/2008 | Customer Dispute | Denied | $12,073.00 | $0.00 | See FINRA Report |