Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Victor Shedlin | 1004837 | 4 | 12/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lee Eliot Eybel | 4343445 | 1 | 12/11/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Christopher S Schofield | 2175959 | 3 | 12/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Wade Lawrence Harvey | 1266173 | 1 | 12/09/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Donald Ira Levy | 1110297 | 3 | 12/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Dean Bronfman | 836754 | 4 | 12/09/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Owen J McGarrahan | 2377727 | 1 | 12/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Scott Thomas Nehra | 4430485 | 1 | 12/09/2008 | Customer Dispute | Denied | $88,000.00 | $0.00 | See FINRA Report |
Elizabeth Sharon Roberts | 842339 | 2 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lloyd Alan Goldfarb | 2877172 | 1 | 12/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |