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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 861-870 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victor Shedlin1004837412/11/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Lee Eliot Eybel4343445112/11/2008Customer DisputeDenied$6,000.00$0.00See FINRA Report
Christopher S Schofield2175959312/10/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Wade Lawrence Harvey1266173112/09/2008Customer DisputeDenied$50,000.00$0.00See FINRA Report
Donald Ira Levy1110297312/09/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Dean Bronfman836754412/09/2008Customer DisputeDenied$100,000.00$0.00See FINRA Report
Owen J McGarrahan2377727112/09/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Scott Thomas Nehra4430485112/09/2008Customer DisputeDenied$88,000.00$0.00See FINRA Report
Elizabeth Sharon Roberts842339212/08/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Lloyd Alan Goldfarb2877172112/04/2008Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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