Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Orner Hartman | 4295569 | 1 | 12/29/2008 | Customer Dispute | Denied | $37,494.50 | $0.00 | See FINRA Report |
| Brian F Wilder | 4162547 | 2 | 12/26/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Christopher G Stimming | 2541380 | 3 | 12/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Blumenthal | 1361844 | 4 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Erick Swinson | 4405177 | 1 | 12/17/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Robert Wesley Long | 1400624 | 1 | 12/17/2008 | Customer Dispute | Denied | $425,000.00 | $0.00 | See FINRA Report |
| David Wurst | 4561259 | 1 | 12/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Francis Sheehan | 3250885 | 1 | 12/16/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Linda Ann Schnell | 2622613 | 2 | 12/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank John Strucki | 4324417 | 2 | 12/15/2008 | Customer Dispute | Denied | $62,640.60 | $0.00 | See FINRA Report |