Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Fredrick Tighe | 3129233 | 1 | 01/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Lee Fusco | 1070826 | 2 | 01/12/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ira Howard Mark | 2154080 | 4 | 01/05/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph A Ranucci | 2241707 | 1 | 01/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Johnthomas L Cumbow | 2135262 | 1 | 01/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Lang Fetterman | 2053684 | 2 | 01/02/2009 | Customer Dispute | Denied | $165,000.00 | $0.00 | See FINRA Report |
| Troy G Sebeck | 2972830 | 1 | 01/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Benson Cochran | 2154121 | 4 | 12/30/2008 | Customer Dispute | Denied | $47,837.00 | $0.00 | See FINRA Report |
| Cindy Rae Katz Morton | 1896479 | 2 | 12/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allan Jenkin | 2262534 | 3 | 12/29/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |