Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin B Cahoon | 702977 | 1 | 01/28/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Randy Brook | 1101091 | 3 | 01/27/2009 | Customer Dispute | Denied | $422,000.00 | $0.00 | See FINRA Report |
| G Richard Callaway | 38637 | 1 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Michael Hess | 734166 | 3 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Krishnan Ramachandran | 4373213 | 1 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Andrew Ter Kuile | 2342591 | 6 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Frank Mercalde | 3144983 | 2 | 01/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Paul Bieber | 1626820 | 1 | 01/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Bernard Prudhomme | 1511625 | 1 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Reardon | 1535723 | 1 | 01/12/2009 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |