Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Perry Fredian | 1593936 | 1 | 02/04/2009 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Bradley Alan Cull | 4651405 | 1 | 02/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark H Lewis | 4332631 | 1 | 02/04/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Geoffrey Todd Hudson | 2899791 | 1 | 02/03/2009 | Customer Dispute | Denied | $59,621.00 | $0.00 | See FINRA Report |
| James Eugene Dennard | 2980295 | 1 | 02/03/2009 | Customer Dispute | Denied | $1,200,000.00 | $0.00 | See FINRA Report |
| Louis Elton Feinberg | 205654 | 1 | 02/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Barry | 3226748 | 1 | 02/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Engle Peacock | 1720299 | 4 | 01/30/2009 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Victor Owen Roy | 2095315 | 1 | 01/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Howard Beyer | 826240 | 3 | 01/28/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |