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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 811-820 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Boyd Edward Dose2098690102/12/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Donna Mary Andrews1844732102/11/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Raymond Brackett704973302/11/2009Customer DisputeDenied$69,068.00$0.00See FINRA Report
Charles Theodore Johnson4283059102/11/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Scott D'Ambra2595198102/10/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Greg Vincent Thomas2110051102/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Gary Lee Beller2099846502/09/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Afick Sharar4314868202/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Allen Lewis4169826102/06/2009Customer DisputeDenied$5,708.96$0.00See FINRA Report
Thomas Michael Nixon4834098302/05/2009Customer DisputeDenied$28,000.00$0.00See FINRA Report

2,106 Results

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