Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Boyd Edward Dose | 2098690 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Donna Mary Andrews | 1844732 | 1 | 02/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Raymond Brackett | 704973 | 3 | 02/11/2009 | Customer Dispute | Denied | $69,068.00 | $0.00 | See FINRA Report |
Charles Theodore Johnson | 4283059 | 1 | 02/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Matthew Scott D'Ambra | 2595198 | 1 | 02/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Greg Vincent Thomas | 2110051 | 1 | 02/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gary Lee Beller | 2099846 | 5 | 02/09/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Afick Sharar | 4314868 | 2 | 02/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott Allen Lewis | 4169826 | 1 | 02/06/2009 | Customer Dispute | Denied | $5,708.96 | $0.00 | See FINRA Report |
Thomas Michael Nixon | 4834098 | 3 | 02/05/2009 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |