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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 791-800 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher James McLaughlin4793350303/02/2009Customer DisputeDenied$18,200.00$0.00See FINRA Report
Mitchell Edward Vance1544576103/02/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Kenneth Patrick Tarrant1642774102/27/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Curtis Wilson861144302/27/2009Customer DisputeDenied$0.00$0.00See FINRA Report
David Michael Wilkinson719844102/26/2009Customer DisputeDenied$1,207,250.00$0.00See FINRA Report
Alan L Folz707569102/26/2009Customer DisputeDenied$7,433.41$0.00See FINRA Report
John F Coyle2435184102/25/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Zalkind2974158302/24/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Michelle Denae Czech4991313102/23/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Casey Watt Knowles4371692202/23/2009Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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