Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Haag Riga | 1067093 | 4 | 03/16/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ann M Messana | 3069870 | 1 | 03/13/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Philip James Byrne | 4547706 | 2 | 03/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Robert Currey | 2506032 | 1 | 03/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Snyder | 2729103 | 2 | 03/10/2009 | Customer Dispute | Denied | $72,160.00 | $0.00 | See FINRA Report |
| David Todd McDowell | 1543496 | 2 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Benjamin Biller | 1017681 | 1 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernie Brian Garcia | 1340867 | 2 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ann Lachnicht | 1483093 | 1 | 03/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Lindsey Fain | 728526 | 1 | 03/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |