Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Christopher Whyte | 2793947 | 1 | 03/27/2009 | Customer Dispute | Denied | $40,226.70 | $0.00 | See FINRA Report |
Richard Edward Mason | 848050 | 1 | 03/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lisa Taranto Schiffer | 1629293 | 2 | 03/26/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
David Andrew Oscar | 2724198 | 6 | 03/20/2009 | Customer Dispute | Denied | $43,193.00 | $0.00 | See FINRA Report |
Kelly McMurray | 4534687 | 1 | 03/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brant Eric Giere | 1971718 | 1 | 03/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Henry Steven Cooperman | 734785 | 4 | 03/18/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Timothy Allen Emerson | 2120337 | 1 | 03/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Matthew P Morea | 2703860 | 4 | 03/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Maher Nafez Husseini | 2204353 | 1 | 03/17/2009 | Customer Dispute | Denied | $137,702.00 | $0.00 | See FINRA Report |