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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 771-780 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Christopher Whyte2793947103/27/2009Customer DisputeDenied$40,226.70$0.00See FINRA Report
Richard Edward Mason848050103/26/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Lisa Taranto Schiffer1629293203/26/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
David Andrew Oscar2724198603/20/2009Customer DisputeDenied$43,193.00$0.00See FINRA Report
Kelly McMurray4534687103/20/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Brant Eric Giere1971718103/19/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Henry Steven Cooperman734785403/18/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Timothy Allen Emerson2120337103/18/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew P Morea2703860403/17/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Maher Nafez Husseini2204353103/17/2009Customer DisputeDenied$137,702.00$0.00See FINRA Report

2,106 Results

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