Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Rubinstein | 1272917 | 2 | 04/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine E Ingesson | 4758038 | 1 | 04/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Robert McGinnis | 4767910 | 1 | 04/02/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Lester Lomax | 1463114 | 2 | 04/02/2009 | Customer Dispute | Denied | $158,000.00 | $0.00 | See FINRA Report |
| Maury Edward Lomax | 4389255 | 2 | 04/02/2009 | Customer Dispute | Denied | $158,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 03/31/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan Benjamin Krantz | 2489573 | 2 | 03/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Paul Pusateri | 2196579 | 1 | 03/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Thomas McWeeney | 1526763 | 1 | 03/30/2009 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Matthew Alfenso Gimmelli | 2740441 | 1 | 03/27/2009 | Customer Dispute | Denied | $47,393.00 | $0.00 | See FINRA Report |