Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Andrew Oscar | 2724198 | 6 | 04/16/2009 | Customer Dispute | Denied | $207,000.00 | $0.00 | See FINRA Report |
| Timothy Mark Stevens | 1645792 | 3 | 04/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Andrew Jennings | 839324 | 2 | 04/16/2009 | Customer Dispute | Denied | $19,280.00 | $0.00 | See FINRA Report |
| Michael Gregory Aboosamra | 2513926 | 1 | 04/15/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Carl Ryan | 4750108 | 1 | 04/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronnie Jamie Marceaux | 4053858 | 2 | 04/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Fred Cornett | 1188591 | 4 | 04/14/2009 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Lori Ann Iaquinta | 2393250 | 3 | 04/13/2009 | Customer Dispute | Denied | $189,000.00 | $0.00 | See FINRA Report |
| Jennifer Antoinette Segura | 2781301 | 2 | 04/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| C Ryan Hill | 1514897 | 3 | 04/07/2009 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |