Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ira Howard Mark | 2154080 | 4 | 05/13/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Richard Cecil Fielder | 1799357 | 2 | 05/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Francis Genovese | 5022341 | 3 | 05/11/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Christopher D Anderson | 2396514 | 1 | 05/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Patrick Keating | 2169507 | 3 | 04/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randolph Benjamin Coale | 4497358 | 1 | 04/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maria Teresa Oliva | 710827 | 2 | 04/27/2009 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 04/22/2009 | Customer Dispute | Denied | $12,984.00 | $0.00 | See FINRA Report |
| Anthony John Treboldi | 4772632 | 1 | 04/22/2009 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| David Robert Esham | 2215529 | 4 | 04/17/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |