Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marilynn E Katatsky | 1342117 | 2 | 05/28/2009 | Customer Dispute | Denied | $370,137.00 | $0.00 | See FINRA Report |
| Judith Ann Schwartzbaum | 1334823 | 1 | 05/26/2009 | Customer Dispute | Denied | $45,231.60 | $0.00 | See FINRA Report |
| James K Nicholas | 347528 | 2 | 05/22/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Maria Madeline Nicholas | 2144322 | 2 | 05/22/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Chin Won | 1497023 | 4 | 05/20/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| David Aubrey Doll | 843613 | 1 | 05/19/2009 | Customer Dispute | Denied | $42,119.70 | $0.00 | See FINRA Report |
| David Mitchell Chlus | 1623615 | 1 | 05/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry John Garcia | 2875624 | 1 | 05/18/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mercedes Paratje | 2554716 | 1 | 05/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katerina Simonetti Bakh | 3185472 | 1 | 05/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |