Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Michelle Fontan-Sorlie | 3022373 | 2 | 06/22/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| John Anthony Debellis | 1405795 | 1 | 06/18/2009 | Customer Dispute | Denied | $54,548.70 | $0.00 | See FINRA Report |
| Adam Harding Palmer | 2152815 | 1 | 06/17/2009 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Michael Ross Spaulding | 4669762 | 1 | 06/17/2009 | Customer Dispute | Denied | $6,753.00 | $0.00 | See FINRA Report |
| Erik Kimball Fors | 1389574 | 1 | 06/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Martella | 1815038 | 1 | 06/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 06/08/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Alan Oleet | 842065 | 1 | 06/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sanford John Roberds | 3227574 | 3 | 06/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James A Chippi | 1703803 | 1 | 06/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |