Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Ryan | 2724819 | 3 | 07/06/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Clovis Timothy Martin | 2186436 | 5 | 07/02/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Porter Vergon | 2258085 | 2 | 07/02/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Laurie An Flynn | 4190831 | 1 | 07/02/2009 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| William Nordin Whitaker | 843690 | 1 | 06/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Toby S Rue | 4849297 | 1 | 06/29/2009 | Customer Dispute | Denied | $5,175.00 | $0.00 | See FINRA Report |
| Cindy Rae Katz Morton | 1896479 | 2 | 06/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Albach | 2091554 | 1 | 06/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Bennett Wells | 2025753 | 3 | 06/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Edward Dauer | 4432514 | 1 | 06/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |