Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Garabedian | 827370 | 1 | 08/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kurt Evan Meyer | 1563445 | 3 | 08/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Peter C O'Brien | 4472529 | 1 | 08/03/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Anthony Angelo Picozzi | 1145645 | 4 | 07/30/2009 | Customer Dispute | Denied | $275,000.00 | $0.00 | See FINRA Report |
Gail Harmon Plunkett | 1032870 | 1 | 07/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Yazen A Hadi | 4948610 | 2 | 07/21/2009 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
Alejandro Valle | 2220466 | 2 | 07/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stephen Jay Taft | 1927300 | 3 | 07/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Scott Farrell Vender | 1207704 | 3 | 07/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Milo Gay Cobb | 1972812 | 3 | 07/06/2009 | Customer Dispute | Denied | $5,101.45 | $0.00 | See FINRA Report |