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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 701-710 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Garabedian827370108/10/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Kurt Evan Meyer1563445308/04/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Peter C O'Brien4472529108/03/2009Customer DisputeDenied$30,000.00$0.00See FINRA Report
Anthony Angelo Picozzi1145645407/30/2009Customer DisputeDenied$275,000.00$0.00See FINRA Report
Gail Harmon Plunkett1032870107/21/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Yazen A Hadi4948610207/21/2009Customer DisputeDenied$7,500.00$0.00See FINRA Report
Alejandro Valle2220466207/20/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Stephen Jay Taft1927300307/13/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Scott Farrell Vender1207704307/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Milo Gay Cobb1972812307/06/2009Customer DisputeDenied$5,101.45$0.00See FINRA Report

2,106 Results

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