Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kenneth Erik Sorensen | 1863959 | 6 | 09/21/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
Lewis Albert Metzger | 703922 | 2 | 09/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Afick Sharar | 4314868 | 2 | 09/03/2009 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
Sun Y Hong | 4313920 | 2 | 09/02/2009 | Customer Dispute | Denied | $81,200.00 | $0.00 | See FINRA Report |
Scott Randall Williams | 2896036 | 2 | 09/01/2009 | Customer Dispute | Denied | $6,177.57 | $0.00 | See FINRA Report |
Claudia Longwell Mollerup-Madsen | 4300863 | 1 | 08/26/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Colin Edward Hammer | 4034070 | 5 | 08/26/2009 | Customer Dispute | Denied | $17,976.80 | $0.00 | See FINRA Report |
Michael Ashe | 1855619 | 2 | 08/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Michael Harold Jonah | 1230658 | 4 | 08/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Joseph Stanley Boddiford | 2666237 | 1 | 08/17/2009 | Customer Dispute | Denied | $60,738.00 | $0.00 | See FINRA Report |