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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 691-700 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kenneth Erik Sorensen1863959609/21/2009Customer DisputeDenied$60,000.00$0.00See FINRA Report
Lewis Albert Metzger703922209/17/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Afick Sharar4314868209/03/2009Customer DisputeDenied$22,000.00$0.00See FINRA Report
Sun Y Hong4313920209/02/2009Customer DisputeDenied$81,200.00$0.00See FINRA Report
Scott Randall Williams2896036209/01/2009Customer DisputeDenied$6,177.57$0.00See FINRA Report
Claudia Longwell Mollerup-Madsen4300863108/26/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Colin Edward Hammer4034070508/26/2009Customer DisputeDenied$17,976.80$0.00See FINRA Report
Michael Ashe1855619208/20/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael Harold Jonah1230658408/20/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Joseph Stanley Boddiford2666237108/17/2009Customer DisputeDenied$60,738.00$0.00See FINRA Report

2,106 Results

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