Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Alan Lipman | 1528277 | 1 | 01/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George James Salidas | 4296210 | 1 | 12/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terence Joseph Hardy | 6419109 | 1 | 12/17/2022 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| David J Donovan | 1294119 | 2 | 12/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kristina Dawn Gruett | 2600368 | 1 | 12/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Franklin Thomas | 4735435 | 1 | 12/01/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Christopher G Stimming | 2541380 | 3 | 12/01/2022 | Customer Dispute | Denied | $56,462.60 | $0.00 | See FINRA Report |
| Joseph Paul Ganun | 2358305 | 4 | 11/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Maguire | 5069359 | 4 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter James Costello | 5799429 | 1 | 11/10/2022 | Customer Dispute | Denied | $11,300.00 | $0.00 | See FINRA Report |