Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carolyn R Kohn | 2510453 | 2 | 10/29/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kyle Waller Poland | 5283553 | 1 | 10/27/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Ephraim Sharbani | 2855741 | 2 | 10/22/2009 | Customer Dispute | Denied | $8,427.25 | $0.00 | See FINRA Report |
| Cathy Diane Shattuck | 1822443 | 7 | 10/22/2009 | Customer Dispute | Denied | $5,919.00 | $0.00 | See FINRA Report |
| Dennis Michael Williams | 1360490 | 2 | 10/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Lee Ruysschaert | 1304135 | 1 | 10/21/2009 | Customer Dispute | Denied | $7,260.00 | $0.00 | See FINRA Report |
| George Galanis | 2206466 | 2 | 10/14/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| C Mark Tingle | 2648807 | 3 | 10/01/2009 | Customer Dispute | Denied | $81,815.50 | $0.00 | See FINRA Report |
| Thomas B Hutcheson | 1764906 | 1 | 09/22/2009 | Customer Dispute | Denied | $29,946.00 | $0.00 | See FINRA Report |
| Alan Paul Yonack | 1149105 | 1 | 09/22/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |