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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 671-680 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Seth Alan Haye4799064311/23/2009Customer DisputeDenied$15,000.00$0.00See FINRA Report
Paul Michael Murray4766610111/21/2009Customer DisputeDenied$88,000.00$0.00See FINRA Report
Jane Tresch Degeorge2280061111/19/2009Customer DisputeDenied$12,300.00$0.00See FINRA Report
Michael Rudolph Glovas1545394411/17/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Edward Patrick Scull1253063111/16/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Claes Johan Molander3211346111/13/2009Customer DisputeDenied$40,000.00$0.00See FINRA Report
Jeffrey Scott Miller1316013111/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Troy E Rothmann4388701211/03/2009Customer DisputeDenied$72,596.00$0.00See FINRA Report
Brian F Wilder4162547211/03/2009Customer DisputeDenied$362,193.00$0.00See FINRA Report
Steven Adam Grosswald2402404111/02/2009Customer DisputeDenied$229,450.00$0.00See FINRA Report

2,106 Results

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