Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Seth Alan Haye | 4799064 | 3 | 11/23/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
Paul Michael Murray | 4766610 | 1 | 11/21/2009 | Customer Dispute | Denied | $88,000.00 | $0.00 | See FINRA Report |
Jane Tresch Degeorge | 2280061 | 1 | 11/19/2009 | Customer Dispute | Denied | $12,300.00 | $0.00 | See FINRA Report |
Michael Rudolph Glovas | 1545394 | 4 | 11/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Edward Patrick Scull | 1253063 | 1 | 11/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Claes Johan Molander | 3211346 | 1 | 11/13/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Jeffrey Scott Miller | 1316013 | 1 | 11/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Troy E Rothmann | 4388701 | 2 | 11/03/2009 | Customer Dispute | Denied | $72,596.00 | $0.00 | See FINRA Report |
Brian F Wilder | 4162547 | 2 | 11/03/2009 | Customer Dispute | Denied | $362,193.00 | $0.00 | See FINRA Report |
Steven Adam Grosswald | 2402404 | 1 | 11/02/2009 | Customer Dispute | Denied | $229,450.00 | $0.00 | See FINRA Report |