Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Joseph Dolan | 1456000 | 2 | 01/25/2010 | Customer Dispute | Denied | $263,000.00 | $0.00 | See FINRA Report |
| Richard Allan Jenkin | 2262534 | 3 | 01/15/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 12/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tabb Michael Wile | 2371460 | 2 | 12/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Glenn Clark | 3186309 | 2 | 12/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Dennis Doucette | 5036251 | 1 | 12/14/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Wendi Lee Eckardt | 2275128 | 1 | 12/04/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lydia Michelle Hopps | 2814712 | 2 | 12/03/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Marina Rodriguez | 4621777 | 1 | 12/03/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Joseph Nicholas Silich | 2244863 | 1 | 11/30/2009 | Customer Dispute | Denied | $93,245.70 | $0.00 | See FINRA Report |