Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Smith | 2336683 | 1 | 03/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel John Shannon | 1433448 | 2 | 03/26/2010 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Christopher David Guarino | 2068561 | 3 | 03/16/2010 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Catalano | 1096389 | 2 | 03/03/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sun Y Hong | 4313920 | 2 | 03/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Robert White | 1563458 | 1 | 02/12/2010 | Customer Dispute | Denied | $10,083.20 | $0.00 | See FINRA Report |
| Joseph B Hoffmeier | 2311336 | 1 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yvonne Lisa McGuire | 1498906 | 2 | 02/09/2010 | Customer Dispute | Denied | $8,705.91 | $0.00 | See FINRA Report |
| Michael Scott Barron | 2499497 | 4 | 01/26/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Nathan John Huveldt | 3257788 | 3 | 01/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |