Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Serra | 4910256 | 1 | 05/25/2010 | Customer Dispute | Denied | $860,000.00 | $0.00 | See FINRA Report |
| Michael Barry Goldberg | 1526794 | 2 | 05/24/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Clement Chi Wai Wong | 4845764 | 1 | 05/18/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Justin Kern | 4681941 | 1 | 05/17/2010 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Glenn Alan Kolososki | 1345721 | 1 | 05/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Matthew Fox | 2376642 | 1 | 04/29/2010 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Daniel Clay Winnette | 4335894 | 1 | 04/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Donald Lombardi | 2846847 | 2 | 04/27/2010 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Catherine Ann Eklund Mares | 1634650 | 2 | 04/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Brown | 3013526 | 1 | 03/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |